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June 5, 2020 by Mehnaz Haq 0 Comments

SEC Regulation Best Interest Takes Effect on June 30 What Producers Need to Know

Despite the impacts of the COVID-19 pandemic, the Securities and Exchange Commission
(“SEC”) will not delay the effective date for Regulation Best Interest (“Reg BI”) or the Form CRS Relationship Summary (“Form CRS”). In this alert, we’ll discuss what Reg BI really means for producers, along with the latest SEC implementation guidance.